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Tag: Unethical Conduct: SEC Intensifies Monitoring and Surveillance

Unethical Conduct: SEC Intensifies Monitoring and Surveillance

Unethical Conduct: SEC Intensifies Monitoring and Surveillance In a bid to curb poor market conduct, the Securities and Exchange Commission has resolved to intensify monitoring and surveillance of the market and has vowed to apply stiff sanctions to any operator who engages in unethical conduct. The...